Essay on the First Principles of Government, 2nd Edition (1771)/chapter 1

SECTION I.

Of the First Principles of Government, and the different kinds of Liberty.

MAN derives two capital advantages from the superiority of his intellectual powers. The first is, that, as an individual, he possesses a certain comprehension of mind, whereby he contemplates and enjoys the past and the future, as well as the present. This comprehension is enlarged with the experience of every day; and by this means the happiness of man, as he advances in intellect, is continually less dependent on temporary circumstances and sensations.

The next advantage resulting from the same principle, and which is, in many respects, both the cause and effect of the former, is, that the human species itself is capable of a similar and unbounded improvement; whereby mankind in a later age are greatly superior to mankind in a former age, the individuals being taken at the same time of life. Of this progress of the species, brute animals are more incapable than they are of that relating to individuals. No horse of this age seems to have any advantage over other horses of former ages; and if there be any improvement in the species, it is owing to our manner of breeding and training them. But a man at this time, who has been tolerably well educated, in an improved christian country, is a being possessed of much greater power, to be, and to make happy, than a person of the same age, in the same, or any other country, some centuries ago. And, for this reason, I make no doubt, that a person some centuries hence will, at the same age, be as much superior to us.

The great instrument in the hand of divine providence, of this progress of the species towards perfection, is society, and consequently government. In a state of nature the powers of any individual are dissipated by an attention to a multiplicity of objects. The employments of all are similar. From generation to generation every man does the same that every other does, or has done, and no person begins where another ends; at least, general improvements are exceedingly slow, and uncertain. This we see exemplified in all barbarous nations, and especially in countries thinly inhabited, where the connections of the people are slight, and consequently society and government very imperfect; and it may be seen more particularly in North America, and Greenland. Whereas a state of more perfect society admits of a proper distribution and division of the objects of human attention. In such a state, men are connected with and subservient to one another; so that, while one man confines himself to one single object, another may give the same undivided attention to another object.

Thus the powers of all have their full effect; and hence arise improvements in all the conveniences of life, and in every branch of knowledge. In this state of things, it requires but a few years to comprehend the whole preceding progress of any one art or science; and the rest of a man's life, in which his faculties are the most perfect, may be given to the extension of it. If, by this means, one art or science should grow too large for an easy comprehension, in a moderate space of time, a commodious subdivision will be made. Thus all knowledge will be subdivided and extended; and knowledge, as Lord Bacon observes, being power, the human powers will, in fact, be enlarged; nature, including both its materials, and its laws, will be more at our command; men will make their situation in this world abundantly more easy and comfortable; they will probably prolong their existence in it, and will grow daily more happy, each in himself, and more able (and, I believe, more disposed) to communicate happiness to others. Thus, whatever was the beginning of this world, the end will be glorious and paradisaical, beyond what our imaginations can now conceive. Extravagant as some may suppose these views to be, I think I could show them to be fairly suggested by the true theory of human nature, and to arise from the natural course of human affairs. But, for the present, I wave this subject, the contemplation of which always makes me happy.

Government being the great instrument of this progress of the human species towards this glorious state, that form of government will have a just claim to our approbation which favours this progress, and that must be condemned in which it is retarded. Let us then, my fellow citizens, consider the business of government with these enlarged views, and trace some of the fundamental principles of it, by an attention to what is most conducive to the happiness of mankind at present, and most favourable to the increase of this happiness in futurity; and, perhaps, we may understand this intricate subject, with some of its most important circumstances, better than we have done; at least we may see some of them in a clearer and stronger point of light.

To begin with first principles, we must, for the sake of gaining clear ideas on the subject, do what almost all political writers have done before us; that is, we must suppose a number of people existing, who experience the inconvenience of living independent and unconnected; who are exposed, without redress, to insults and wrongs of every kind, and are too weak to procure themselves many of the advantages, which they are sensible might easily be compassed by united strength. These people, if they would engage the protection of the whole body, and join their force in enterprizes and undertakings calculated for their common good, must voluntarily resign some part of their natural liberty, and submit their conduct to the direction of the community: for without these concessions, such an alliance, attended with such advantages, could not be formed.

Were these people few in number, and living within a small distance of one another, it might be easy for them to assemble upon every occasion, in which the whole body was concerned; and every thing might be determined by the votes of the majority, provided they had previously agreed that the votes of a majority should be decisive. But were the society numerous, their habitations remote, and the occasions on which the whole body must interpose frequent, it would be absolutely impossible that all the members of the state should assemble, or give their attention to public business. In this case, though, with Rousseau, it be a giving up of their liberty, there must be deputies, or public officers, appointed to act in the name of the whole body; and, in a state of very great extent, where all the people could never be assembled, the whole power of the community must necessarily, and almost irreversibly, be lodged in the hands of these deputies. In England, the king, the hereditary lords, and the electors of the house of commons, are these standing deputies; and the members of the house of commons are, again, the temporary deputies of this last order of the state.

In all states, great or small, the sentiments of that body of men in whose hands the supreme power of the society is lodged, must be understood to be the sentiments of the whole body, if there be no other method in which the sentiments of the whole body can be expressed. These deputies, or representatives of the people, will make a wrong judgment, and pursue wrong measures, if they consult not the good of the whole society, whose representatives they are; just as the people themselves would make a wrong judgment, and pursue wrong measures, if they did not consult their own good, provided they could be assembled for that purpose. No maxims or rules of policy can be binding upon them, but such as they themselves shall judge to be conducive to the public good. Their own reason and conscience are their only guide, and the people, in whose name they act, their only judge.

In these circumstances, if I be asked what I mean by liberty, I should chuse, for the sake of greater clearness, to divide it into two kinds, political and civil; and the importance of having clear ideas on this subject will be my apology for the innovation. Political liberty, I would say, consists in the power, which the members of the state reserve to themselves, of arriving at the public offices, or, at least, of having votes in the nomination of those who fill them: and I would chuse to call civil liberty that power over their own actions, which the members of the state reserve to themselves, and which their officers must not infringe.

Political liberty, therefore, is equivalent to the right of magistracy, being the claim that any member of the state hath, to have his private opinion or judgment become that of the public, and thereby control the actions of others; whereas civil liberty, extends no farther than to a man's own conduct, and signifies the right he has to be exempt from the control of the society, or its agents; that is, the power he has of providing for his own advantage and happiness. It is a man's civil liberty, which is originally in its full force, and part of which he sacrifices when he enters into a state of society; and political liberty is that which he may, or may not acquire in the compensation he receives for it. For he may either stipulate to have a voice in the public determinations, or, as far as the public determination doth take place, he may submit to be governed wholly by others. Of these two kinds of liberty, which it is of the greatest importance to distinguish, I shall treat in the order in which I have mentioned them.