Page:United States Statutes at Large Volume 112 Part 5.djvu/479

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PUBLIC LAW 105-353—NOV. 3, 1998 112 STAT. 3237 (5) Section 30 (15 U.S.C. 80a-29) is amended— (A) by inserting "and" after the semicolon at the end of subsection (b)(1); (B) in subsection (e), by striking "semi-annually" and inserting "semiannually"; and (C) by redesignating subsections (g) and (h), as added by section 508(g) of the National Securities Markets Improvement Act of 1996, as subsections (i) and (j), respectively. (6) Section 31(f) (15 U.S.C. 80a-30(f)) is amended by striking "subsection (c)" and inserting "subsection (e)". (d) INVESTMENT ADVISERS ACT OF 1940. —The Investment Advisers Act of 1940 (15 U.S.C. 80b et seq.) is amended as follows: (1) Section 203(e)(8)(B) (15 U.S.C. 80b-3(e)(8)(B)) is amended by inserting "or" after the semicolon. (2) Section 222(b)(2) (15 U.S.C. 80b -18a(b)(2)) is amended by striking "principle" and inserting "principal". (e) TRUST INDENTURE ACT OF 1939.—The Trust Indenture Act of 1939 (15 U.S.C. 77aaa et seq.) is amended as follows: (1) Section 303 (15 U.S.C. 77ccc) is amended by striking "section 2" each place it appears in paragraphs (2) and (3) and inserting "section 2(a)". (2) Section 304(a)(4)(A) (15 U.S.C. 77ddd(a)(4)(A)) is amended by striking "(14) of subsection" and inserting "(13) of section". (3) Section 313(a) (15 U.S.C. 77mmm(a)) is amended— (A) by inserting "any change to" after the paragraph designation at the beginning of paragraph (4); and (B) by striking "any change to" in paragraph (6). (4) Section 319(b) (15 U.S.C. 77sss(b)) is amended by striking "the Federal Register Act" and inserting "chapter 15 of title 44, United States Code,". SEC. 302. EXEMPTION OF SECURITIES ISSUED IN CONNECTION WITH CERTAIN STATE HEARINGS. Section 18(b)(4)(C) of the Securities Act of 1933 (15 U.S.C. 77r(b)(4)(C)) is amended by striking "paragraph (4) or (11)" and inserting "paragraph (4), (10), or (11). Approved November 3, 1998. LEGISLATIVE HISTORY—S. 1260 (H.R. 1689): HOUSE REPORTS: Nos. 105-640 accompanying H.R. 1689 (Comm. on Commerce) and 105-803 (Comm. of Conference). SENATE REPORTS: No. 105-182 (Comm. on Banking, Housing, and Urban Af- fairs). CONGRESSIONAL RECORD, Vol. 144 (1998): May 13, considered and passed Senate. July 22, considered and passed House, amended, in lieu of H.R. 1689. Oct. 13, House and Senate agreed to conference report. WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 34 (1998): Nov. 3, Presidential statement.