PUBLIC LAW 97-444—JAN. 11, 1983
96 STAT. 2297
(1) inserting "(1)" immediately following the section designation; and (2) adding at the end thereof the following new subsection: "(2) Nothing in this Act shall relieve any person of any obligation or duty, or affect the availability of any right or remedy available to the Securities and Exchange Commission or any private party arising under the Securities Act of 1933 or the Securities Exchange Act 15 USC 77a. of 1934 governing the issuance, offer, purchase, or sale of securities 15 USC 78a. of a commodity pool, or of persons engaged in transactions with respect to such securities, or reporting by a commodity pool.". SHARING INFORMATION WITH CONTRACT MARKETS AND OTHER SELFREGULATORY ORGANIZATIONS
SEC. 104. Section 8a(6) of the Commodity Exchange Act (7 U.S.C. 12a) is amended by— (1) inserting "registered futures association, or self-regulatory organization as defined in section 3(a)(26) of the Securities Exchange Act of 1934," before "notwithstanding"; and 15 USC 78c. (2) striking out "and consumers" and inserting in lieu thereof a comma and immediately thereafter "consumers, or investors, or which is necessary or appropriate to effectuate the purposes of this Act: Provided, That any information furnished by the Commission under this paragraph shall not be disclosed by such contract market, registered futures association, or self-regulatory organization except in any self-regulatory action or proceeding". TITLE II—MISCELLANEOUS AMENDMENTS TO THE COMMODITY EXCHANGE ACT DEFINITIONS
SEC. 201. Section 2(a) of the Commodity Exchange Act (7 U.S.C. 2) is amended by— (1) inserting in paragraph (I)(A), as redesignated by section 101 of this Act, immediately after the sentence defining the Ante, p. 2294. term "futures commission merchant" a new sentence to read as follows: "The term 'introducing broker' shall mean any person, except an individual who elects to be and is registered as an associated person of a futures commission merchant, engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market who does not accept any money, securities, or property (or extend credit in lieu thereof) to margin, guarantee, or secure any trades or contracts that result or may result therefrom."; and (2) amending the sentence defining the term "commodity trading advisor" in paragraph (I)(A), as so redesignated, to read as follows: "The term 'commodity trading advisor' shall mean any person who, for compensation or profit, engages in the business of advising others, either directly or through publications, writings or electronic media, as to the value of or the advisability of trading in any contract of sale of a commodity for future delivery made or to be made on or subject to the rules of a contract market, any commodity option authorized under section 4c, or any leverage transaction authorized under section 7 USC 6c.
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