Page:United States Statutes at Large Volume 107 Part 3.djvu/408

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107 STAT. 2346 PUBLIC LAW 103-202—DEC. 17, 1993 be furnished under this paragraph that the Commission may obtain from the Federal Reserve Bank of New York. "(C) PROCEDURES FOR REQUIRING INFORMATION. — At the time the Commission requests any information pursuant to subparagraph (A) with respect to any government securities broker or government securities dealer for which the Commission is not the appropriate regulatory agency, the Commission shall notify the appropriate regulatory agency for such government securities broker or government securities dealer and, upon request, furnish to the appropriate regulatory agency any information supplied to the Commission. "(D) CONSULTATION.— Within 90 days after the date of enactment of this paragraph, and annually thereafter, or upon the request of any other appropriate regulatory agency, the Commission shall consult with the other appropriate regulatory agencies to determine the availability of records that may be required to be ftimished under this paragraph and, for those records available directly from the other appropriate regulatory agencies, to develop a procedure for fumishing such records expeditiously upon the Commission's request. "(E) EXCLUSION FOR EXAMINATION REPORTS.— Nothing in this paragraph shall be construed so as to permit the Commission to require any government securities broker or government securities dealer to obtain, maintain, or furnish any examination report of any appropriate regulatory agency other than the Commission or any supervisory recommendations or analy- sis contained in any such examination report. Confidentiality. "(F) AUTHORITY TO LIMIT DISCLOSURE OF INFORMATION.— Notwithstanding any other provision of law, the Commission and the appropriate regulatory agencies shall not be compelled to disclose any information required or obtained under this paragraph. Nothing in this paragraph shall authorize the Commission or any appropriate regulatory agency to withhold information from Congress, or prevent the Commission or any appropriate regulatory agency from complying with a request for information from any other Federal department or agency requesting information for purposes within the scope of its - jurisdiction, or from complying with an order of a court of the United States in an action brought by the United States, the Commission, or the appropriate regulatory agency. For purposes of section 552 of title 5, United States Code, this subparagraph shall be considered a statute described in sub- ^ section (b)(3)(B) of such section 552.". (b) CONFORMING AMENDMENTS. —(1) Section 15C(a)(4) of the Securities Exchange Act of 1934 (15 U.S.C. 78o-5(a)(4)) is amended by inserting ", other than subsection (d)(3), after "subsection (a), (b), or (d) of this section". (2) Section 15C(f)(2) of such Act is amended— (A) in the first sentence, by inserting ", other than subsection (d)(3)", after "threatened violation of the provisions of this section"; and (B) in the second sentence, by inserting "(except subsection (d)(3))" after "other than this section". SEC. 104. LARGE POSITION REPORTING. Section 15C of the Securities Exchange Act of 1934 (15 U.S.C. 78o-6) is amended—