State v. Brown/Opinion of the Court

2742085State v. Brown — Opinion of the Court2004Robert L. Brown

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Case Syllabus
Opinion of the Court
Dissenting Opinion
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ROBERT L. BROWN, Justice. The State of Arkansas appeals an order suppressing contraband seized from the home of appellees Jaye Brown and Michael Williams. The State raises two points on appeal: (1) that the circuit court erred in holding that Article 2, § 15, of the Arkansas Constitution requires that advice of the right to refuse consent be given by law enforcement officers before a consensual search may be found to be voluntary; and (2) that the circuit court erred by holding under the same constitutional provision that police officers must disclose all information known to them before a consensual search may be found to be voluntary. We hold that the circuit court correctly concluded that a home dweller must be advised of his or her right to refuse consent in order to validate a consensual search under the Arkansas Constitution. For that reason, we affirm.

The facts are that on August 23, 2002, at about ten o'clock in the morning, three agents of the Fifth Judicial District Drug Task Force (Chris Ridenhour, Johnny Casto, and Shawn Armstrong) approached the residence of appellees Brown and Williams in Russellville. They did so because of information received from two anonymous sources that Brown and Williams were involved in drug activity and that a small child inside the trailer had become ill due to drug manufacturing. Upon reaching the door to the trailer home, they smelled a strong and familiar chemical odor. Agent Ridenhour knocked on the door, and Brown answered. The agent told her that the three agents had information that someone was possibly growing marijuana there or there was other illegal drug use at the residence and that they wanted to investigate.

Brown asked the agents to wait a minute. She closed the door but then returned a short while later. Agent Ridenhour presented her with a consent-to-search form to sign which read:

CONSENT TO SEARCH

I give permission to the 5th Judicial District Drug Task Force to search my vehicle/residence (circle one) for contraband or illegal items.


_______________________

Person giving consent


_______________________
Officer:


_______________________
Date and Time

Jaye Brown and Officer Ridenhour signed the consent form. Jaye Brown did not circle "vehicle" or "residence." A search of the residence by the agents ensued.

At that point, appellee Michael Williams, who apparently had been asleep, emerged from the bedroom. There was also a child present in the trailer home. Agent Armstrong observed evidence of methamphetamine use. Agent Ridenhour looked in the bedroom and saw evidence of precursors used to manufacture methamphetamine. Brown and Williams were arrested, and Agent Ridenhour subsequently sought and received a search warrant to search the residence and seize any evidence or contraband found. The search warrant was executed, and evidence of methamphetamine manufacture and usage as well as marijuana growth and possession was seized. Brown signed a statement that same day which said that Williams was manufacturing methamphetamine and that she told him to stop. Williams also signed a statement and admitted to the manufacture and use of methamphetamine. He said in his statement that he had been living with Brown for about four years. Brown and Williams were later charged with manufacture of methamphetamine and marijuana and possession of methamphetamine with intent to deliver.

Brown and Williams filed separate motions to suppress the evidence seized, because, they contended, it was seized as part of an illegal search. Williams specifically raised the issue of an invalid search under Article 2, § 15, of the Arkansas Constitution. A hearing ensued before the circuit court. Brown testified at the hearing that she was told that the agents wanted permission to search for marijuana. She said she signed the consent form because she thought she had to do so. She testified: "Thought I had no choice but to sign it." She added that she did not know that she could say "no" and not sign it. Williams also testified that the agents announced that they were searching for marijuana.

Agent Ridenhour testified at the hearing that the agents did not tell Brown that she was not required to sign the consent form. Agent Armstrong testified that it was not Drug Task Force policy to advise occupants that they did not have to consent to a search. Agent Ridenhour testified that he told Brown that the search would be for marijuana and "other illegal use of drugs." He admitted, however, that methamphetamine was not mentioned. He testified that he did not advise her that she could refuse to sign the form.

On June 13, 2003, the circuit court issued a letter opinion, which read:

The facts of this case represent the concerns the Arkansas Supreme Court Justices had in the recent case of Griffin v. State, 347 Ark. 788, 67 S.W.3d 582.

In the present case Officer Ridenhour testified about a phone call advising him of a child at defendants' residence being sick because of drugs. The drug task force went to the mobile home residence. Officer Ridenhour talked with defendant Brown and told her he had information that there was marijuana in the residence or that it was being grown there. There was no mention of a child being sick because of drugs. The officers obtained a written consent from defendant Brown and entered the residence.

It is undisputed the officers did not have probable cause for a search warrant at the time a consent to search was obtained.

The "knock and talk" procedure used in this case is simply a way to avoid the burden placed on law enforcement officers in obtaining a search warrant.

It would appear that if deception were used in stating the purpose of a requested search then a consent obtained would not be an informed and valid consent.

This Court feels that a "knock and talk" policy of police officers can survive a constitutional challenge only if the right to refuse consent is in writing or is explained before consent is obtained.

Based upon the above factors, this Court feels that the consent to search obtained in this case was not valid; therefore, the motions to suppress filed by both defendants should be granted.

An order was entered that same day granting the two motions to suppress.

I. Jurisdiction

[1] We first address whether this court has jurisdiction to hear this State appeal pursuant to Arkansas Rule of Appellate Procedure—Criminal 3. The State contends that we do because the appeal implicates Article 2, 5 15, of the Arkansas Constitution and whether that section of our state constitution requires that a home dweller be advised of the right to refuse a consent to search prior to a consent being given. We agree with the State that this appeal raises a significant search-and-seizure issue involving the procedure known as "knock and talk." Accordingly, it is a matter which concerns the correct and uniform administration of the criminal law which requires review by this court. See Ark. R. App. P.—Crim. 3(c). See also State v. Pruitt, 347 Ark. 355, 64 S.W.3d 255 (2002). This court has jurisdiction to review the matter.

II. Consensual Search

The State raises two issues relating to a consensual search. It first contends that the Arkansas Constitution does not require that police officers must advise home dwellers that they have the right to refuse consent to search. Secondly, the State claims that our state constitution does not require police officers to disclose all information known to them before a consensual search may take place. According to the State, the circuit judge in the case at hand decided to suppress the evidence seized for both reasons. Because we conclude that the circuit judge correctly construed the Arkansas Constitution to require law enforcement officers to advise home dwellers of their right to refuse to consent to a search, we need not address the second point raised by the State.

This case presents the second opportunity for this court to consider whether the police procedure known as "knock and talk" is constitutionally permissible under Arkansas Constitution Article 2, Section 15, in the past two years. In Griffin v. State, 347 Ark. 788, 67 S.W.3d 582 (2002), a constitutional attack was mounted against the procedure under our state constitution. We decided that case, however, on the ground that police officers had begun an illegal search of the defendant's car and shed before they approached the defendant's front door to ask for consent to search. Hence, the Griffin opinion did not decide the validity of the "knock-and-talk" procedure under our state constitution. Nevertheless, in three concurring opinions, the "knock-and-talk" procedure was called into question under the state constitution by three justices of this court. See Griffin v. State, supra (Corbin, J., concurring; Brown, J., concurring; Hannah, J., concurring).

A brief description of the "knock-and-talk" procedure is in order. The procedure has become fashionable as an alternative to obtaining a search warrant when police officers do not have sufficient probable cause to obtain a search warrant. What generally occurs is that several law enforcement officers accost a home dweller on the doorstep of his or her home and request consent to search that home. If an oral consent is given, the search proceeds. What is found by police officers may then form the basis for probable cause to obtain a search warrant and result in the subsequent seizure of contraband. It is the intimidation effect of multiple police officers appearing on a home dweller's doorstep, sometimes in uniform and armed, and requesting consent to search without advising the home dweller of his or her right to refuse consent that presents the constitutional problem.

[2–4] This court recently discussed the constitutional ramifications of warrantless entries into private homes:

A warrantless entry into a private home is presumptively unreasonable under the Fourth Amendment. Welsh v. Wisconsin, 466 U.S. 740 (1984); Scott v. State, 347 Ark. 767, 67 S.W3d 567 (2002); Butler v. State, 309 Ark. 211, 829 S.W.2d 412 (1992). However, the presumption of unreasonableness may be overcome if the law-enforcement officer obtained the consent of the homeowner to conduct a warrantless search. See Holmes v. State, 347 Ark. 530, 65 S.W3d 860 (2002) (citing Ark. R. Crim. P. 11.1; Hillard v. State, 321 Ark. 39,900 S.W.2d 167 (1995)). This court has established that the State has a heavy burden to prove by clear and positive testimony that a consent to search was freely and voluntarily given. Holmes v. State, supra; Norris v. State, 338 Ark. 397, 993 S.W2d 918 (1999); Scroggins v. State, 268 Ark. 261, 595 S.W.2d 219 (1980). A valid consent to search must be voluntary, and "[v]oluntariness is a question of fact to be determined from all the circumstances." Ohio v. Robinette, 519 U.S. 33,40 (1996) (quoting Schneckloth v Bustamonte, 412 U.S. 218 (1973)). Any consent given must be unequivocal and may not usually be implied. Holmes v. State, supra; Norris v. State, supra (citing U.S. v. Gonzalez, 71 F.3d 819 (11th Cir. 1996)).

Stone v. State, 348 Ark. 661, 669, 74 S.W.3d 591, 595 96 (2002). We further observed that the State must prove by clear and positive testimony that the consent to enter and search was unequivocal and specific. See id.

[5] This court has further held that the "knock-and-talk" procedure is not per se violative of the Fourth Amendment to the United States Constitution. See Scott v. State, 347 Ark. 767, 67 S.W.3d 567 (2002) (citing Rogers v. Pendleton, 249 F.3d 279 (4th Cir. 2001); United States v. Jones, 239 F.3d 716 (5th Cir. 2001); United States v. Johnson, 170 F.3d 708 (7th Cir. 1999); United States v. Jerez, 108 F.3d 684 (7th Cir. 1997)). Indeed, the United States Supreme Court in Schneckloth v. Bustamonte, 412 U.S. 218 (1973), while recognizing that the Fourth Amendment protects the privacy of a home dweller against arbitrary intrusions by police officers, held that the Fourth Amendment did not require knowledge of the right to refuse consent as a prerequisite to a showing of voluntary consent.

[6] Despite the federal constitution and federal case law, this court has made it abundantly clear that though the search-and-seizure language of Article 2, § 15, of the Arkansas Constitution is very similar to the words of the Fourth Amendment, we are not bound by the federal interpretation of the Fourth Amendment when interpreting our own law. See, e.g., Jegley v. Picado, 349 Ark. 600, 80 S.W.3d 332 (2002); State v. Sullivan, 348 Ark. 647, 74 S.W.3d 215 (2002); Griffin v. State, supra. Indeed, in Griffin, we underscored this point:

. . . However, we base our analysis of this case upon our own state law as expressed by our state constitution, statutes, and cases, recognizing that while we lack authority to extend the protections of the Fourth Amendment beyond the holdings of the United States Supreme Court, we do have the authority to impose greater restrictions on police activities in our state based upon our own state law than those the Supreme Court holds to be necessary based upon federal constitutional standards. See Arkansas v. Sullivan, 532 U.S. 769 (2001).

347 Ark. at 792, 67 S.W.3d at 584.

It is true that in Stout v. State, 320 Ark. 552, 898 S.W.2d 457 (1995), which involved the search of a motor vehicle, this court stated that we would interpret Article 2, § 15, in the same manner as the United States Supreme Court interpreted the Fourth Amendment. But the Stout case involved the search of a motor vehicle, and we noted in Stout that it seemed especially appropriate to follow Fourth Amendment interpretations, because of the difficulty in balancing interests and setting rules for search and seizure of automobiles. The case before us concerns the search of a home, which is altogether different and which invokes Arkansas' longstanding and steadfast adherence to the sanctity of the home and protection against unreasonable government intrusions.

Article 2, § 15, of the Arkansas Constitution reads in relevant part:

The right of the people of this State to be secure in their persons, houses, papers and effects against unreasonable searches and seizures shall not be violated; and no warrant shall issue except upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched and the person or thing to be seized.

Ark. Const. art. 2, § 15. This provision was adopted as part of the 1874 Arkansas Constitution and is almost identical to the Fourth Amendment. In Griffin v. State, supra, we traced the history of this constitutional provision and the reasoning behind it:

The principle that a man's home is his castle, and that even the King is prohibited from unreasonably intruding upon that home, was particularly well-developed in the rough-and-ready culture of the frontier, and no less pronounced in the Arkansas Territory. In our 1836 Constitution, the people of our newly admitted state expressed this principle succinctly in the following language:

§ 9. That the people shall be secure in their persons, houses, papers and possessions from unreasonable searches and seizures, and that general warrants, whereby any officer may be commanded to search suspected places without evidence of the fact committed, or to seize any person or persons not named whose offenses are not particularly described and supported by evidence, are dangerous to liberty, and shall not be granted.

Id. (emphasis added).

347 Ark. at 792, 67 S.W.3d at 585. Our 1864 Constitution had the same provision. It was with our 1868 Constitution that the people adopted language substantially identical to the present constitutional provision.

[7] This court emphasized the home dweller's right to privacy at nighttime in Fouse v. State, 337 Ark. 13, 989 S.W.2d 146 (1999). In Fouse, we said: "The privacy of citizens in their homes, secure from nighttime intrusions, is a right of vast importance as attested not only by our Rules [of Criminal Procedure], but also by our state and federal constitutions." 337 Ark. at 23, 989 S.W.2d at 150-51 (quoting Garner v. State, 307 Ark. 353, 358-59, 820 S.W.2d 446, 449-50 (1991)).

[8] We proceeded in the same vein when we imposed greater protection for persons in their bedrooms against unreasonable government interference in Jegley v. Picado, supra, and struck down the state's sodomy statute as unconstitutional when applied to consenting adults in their homes. In Picado, we held that the right to privacy implicit in the Arkansas Constitution is a fundamental right which requires a compelling state interest to override it. This rich tradition of protecting the privacy of our citizens in their homes justified our deviating from federal common law in Picado with respect to constitutional protection in our homes. Indeed, the legal principle that a person's home is a zone of privacy is as sacrosanct as any right or principle under our state constitution and case law. See Jegley v. Picado, supra; Griffin v. State, supra. The same analysis applies to the instant case. Arkansas has clearly embraced a heightened privacy protection for citizens in their homes against unreasonable searches and seizures, as evidenced by our constitution, state statutes, common law, and criminal rules.

Though it is clear that this court may deviate from federal precedent, the more relevant question is when should we do so? Without question, a slavish following of federal precedent would render this court's opinions merely a mirror image of federal jurisprudence, which would carry with it a certain abrogation of our duty to interpret our own state constitution and follow our own state law. Yet, we admit to a concern about deviating too much from federal precedent based solely on our state constitution. A proper balance must be struck between the two. Justice David Souter, when he served as a justice on the New Hampshire Supreme Court, said it best:

. . . It is the need of every appellate court for the participation of the bar in the process of trying to think sensibly and comprehensively about the questions that the judicial power has been established to answer. Nowhere is the need greater than in the field of State constitutional law, where we are asked so often to confront questions that have already been decided under the National Constitution. If we place too much reliance on federal precedent we will render the State rules a mere row of shadows; if we place too little, we will render State practice incoherent.

State v. Bradberry, 129 N.H. 68, 82-83, 522 A.2d 1380, 1389 (1986) (Souter, J., concurring specially). For a general discussion, see Robert L. Brown, Expanded Rights Through State Law: The United States Supreme Court Shows State Courts The Way, 4 J. App. Prac. & Process 505 (2002).

This state's constitutional history and preexisting state law regarding the privacy rights of a home dweller in his or her home combine to support our decision to discard federal precedent and adopt an interpretation of our state constitution compatible with state law. See, e.g., State v. Gunwall, 106 Wash. 2d 54, 720 P.2d 808 (1986). It would be redundant for us to retrace this state's strong history and tradition in favor of protecting privacy in our homes, which has already been expansively set forth in Jegley v. Picado, supra. Suffice it to say that this State has adopted and endorsed the principle of privacy in a citizen's home clearly and unmistakably since the time Arkansas was admitted to statehood.

This court is cognizant of what other states have done under their state constitutions in assessing the constitutionality of the "knock-and-talk" procedure as an alternative to obtaining a search warrant. In State v. Ferrier, 136 Wash. 2d 103, 960 P.2d 927 (1998), the Washington Supreme Court analyzed the "knock-and-talk" procedure under the right to privacy as found in the Washington Constitution, as well as under the protection given to its citizens against warrantless searches and seizures. In doing so, that court said: "Especially evident is the fact that [i]n no area is a citizen more entitled to his privacy than in his or her own home. For this reason, the closer officers come to intrusion into a dwelling the greater the constitutional protection." 136 Wash. 2d at 112, 960 P.2d at 931 (internal quotations omitted). The supreme court concluded that preexisting state law amply supported review under the state constitution and that privacy in one's home was "primarily a local concern." Id., 960 P.2d at 931.

The Washington Supreme Court next admitted that when considering voluntary consent under the Fourth Amendment of the United States Constitution, its court of appeals had concluded that it was in lockstep with federal law. But the court emphasized that for the privacy right in one's home, there is a heightened protection for state citizens against unlawful intrusion into the home, and this "places an onerous burden upon the government to show a compelling need to act outside of our warrant requirement." Id. at 114, 960 P.2d at 932. The court then held that "knock and talk" was inherently coercive to some degree, but that these coercive effects can "be mitigated by requiring officers who conduct the procedure to warn home dwellers of their right to refuse consent to a warrantless search." Id. at 116, 960 P.2d at 933. The court concluded:

. . . We, therefore, adopt the following rule: that when police officers conduct a knock and talk for the purpose of obtaining consent to search a home, and thereby avoid the necessity of obtaining a warrant, they must, prior to entering the home, inform the person from whom consent is sought that he or she may lawfully refuse to consent to the search and that they can revoke, at any time, the consent that they give, and can limit the scope of the consent to certain areas of the home. The failure to provide these warnings, prior to entering the home, vitiates any consent given thereafter.

Id. at 118-19, 960 P.2d at 934. The absence of the required warnings rendered the procedure constitutionally infirm under the Washington Constitution.

In Graves v. State, 708 So. 2d 858 (Miss. 1997), the Mississippi Supreme Court held to the same effect. In focusing on whether a knowledgeable waiver occurred in the "knock-and-talk" context, the court held that under the Mississippi Constitution, such a waiver is "defined as consent where the defendant knows that he or she has a right to refuse, being cognizant of his or her rights in the premises." Graves, 708 So. 2d at 864. The court remanded the case to the trial court to determine whether a knowledgeable consent had been given.

Early on, the New Jersey Supreme Court held that the United States Supreme Court decision of Schneckloth v. Bustatnonte, supra, only controlled state court decisions in their construction of the Fourth Amendment. See State v. Johnson, 68 N.J. 349, 346 A.2d 66 (1975). For purposes of the search-and-seizure provision of the New Jersey Constitution, Schneckloth was not binding, and the state of New Jersey was free to impose a higher standard under state law. The New Jersey Supreme Court did so and interpreted its state constitution to require a home dweller's knowledge of the right to refuse consent as an essential element of any voluntary consent to search.

A fourth appellate court has noted that though the United States Supreme Court has not required it, "the better practice in conducting a knock and talk investigation would be for the officer to identify himself and advise the occupant of his right to deny entry." Hayes v. State, 794 N.E.2d 492, 497 (Ind. Ct. App. 2003). The procedure, the court added, would minimize needless suppression motions, hearings, and appeals.

We are convinced that the courts in these states have reached the correct conclusion. As in the case of the State of Washington, our right-to-privacy tradition in Arkansas is "rich and compelling." Jegley v. Picado, 349 Ark. at 632, 80 S.W.3d at 349-50. We have held that there is a fundamental right to privacy in our homes implicit in the Arkansas Constitution and that any violation of that fundamental right requires a strict-scrutiny review and a compelling state interest.

[9] The dissent cites a raft of cases where this court has adhered to the Schneckloth v. Bustamonte standard when interpreting the Fourth Amendment to the United States Constitution. Only one of those cases, King v. State, 262 Ark. 342, 557 S.W.2d 386 (1977), adopted the Bustamonte standard when interpreting Article 2, § 15, of the Arkansas Constitution with respect to a knowing consent to search. We now depart from our holding in King and overrule that case to the extent it stands for the proposition that a homeowner need not be apprised of his or her right to refuse a consent to search as a prerequisite to a valid consent to search that home.

The United States Supreme Court overrules cases based on the United States Constitution with some regularity. See, e.g., Crawford v. Washington, 541 U.S. 36 (March 8, 2004) (interpreting the Confrontation Clause for out-of-court statements of witnesses and overruling Ohio v. Roberts, 448 U.S. 56 (1980)); Lawrence v. Texas, 123 S. Ct. 2472 (2003) (interpreting the Fourteenth Amendment with regard to homosexuals' rights to liberty and overruling Bowers v. Hardwick, 478 U.S. 186 (1986)); Ring v. Arizona, 536 U.S. 584 (2002) (interpreting the Sixth Amendment right to a jury trial where trial court, sitting alone, had determined the presence or absence of aggravating circumstances in a death case and overruling Walton v. Arizona, 497 U.S. 639 (1990)); Payne v. Tennessee, 501 U.S. 808 (1991) (overruling Booth v. Maryland, 482 U.S. 496 (1987), and South Carolina v. Gathers, 490 U.S. 805 (1989), regarding victim-impact evidence and noting that in the past twenty years, thirty-three of its previous constitutional decisions had been overruled in whole or in part).

[10, 11] This court has said that although as a general rule we are bound to follow precedent, we will break with precedent when the result is patently wrong and so manifestly unjust that a break becomes unavoidable. See Aka v. Jefferson Hosp. Ass'n, 344 Ark. 627, 42 S.W.3d 508 (2001) (citing State Office of Child Support Enforcement v. Mitchell, 330 Ark. 338, 954 S.W.2d 907 (1997); Parish v. Pitts, 244 Ark. 1239, 429 S.W.2d 215 (1995)). In Aka, we held that a viable fetus is a "person" for purposes of the wrongful-death statute and did so based on the express public policy of the General Assembly. In our Aka decision, we also alluded to Amendment 68 of the Arkansas Constitution with its declaration that the policy in Arkansas is to protect the life of every unborn child. We have overruled other cases based on an evolving statement of public policy from our General Assembly. See, e.g., Jackson v. Cadillac Cowboy, Inc., 337 Ark. 24, 986 S.W.2d 410 (1999) (striking down Carr v. Turner, 238 Ark. 889, 385 S.W.2d 656 (1965), based on high duty of care placed on sellers of alcoholic beverages by General Assembly regarding sales to intoxicated persons); Shannon v. Wilson, 329 Ark. 143, 947 S.W.2d 349 (1997) (striking down dramshop precedent relative to minors based, in part, on General Assembly's enhanced protection of minors). We conclude that Arkansas' strong public policy in favor of privacy in one's home warrants today's opinion and our overruling of King v. State, supra.

[12] We hold that the failure of the Drug Task Force agents in this case to advise Jaye Brown that she had the right to refuse consent to the search violated her right and the right of Michael Williams against warrantless intrusions into the home, as guaranteed by Article 2, § 15, of the Arkansas Constitution. We affirm the suppression of all evidence seized in this case that flowed from this unconstitutional search. While we do not hold that the Arkansas Constitution requires execution of a written consent form which contains a statement that the home dweller has the right to refuse consent, this undoubtedly would be the better practice for law enforcement to follow.

Affirmed.

DICKEY, C.J., GLAZE and IMBER, JJ., dissent.